50 Tice Boulevard,
Preserving client confidentiality is a high priority at Tandem Capital Management, Inc. (“Tandem Capital”). We do not sell or rent client information to anyone. Nor do we share such information with any affiliated or non-affiliated third parties beyond those directly necessary to render Tandem Capital’s investment management services for the benefit of our clients. We require all of our employees to safeguard personal information about our clients, prospective clients and former clients. In light of the Securities and Exchange Commission Regulation S-P regarding privacy requirements for investment advisors, the sections that follow explain in more detail what client information we collect, who has access to this information and how we protect it. This policy applies to past and present clients.
Tandem Capital Management, as an investment advisor, collects information about you to help us serve your financial and investment needs, provide you with quality service, and fulfill legal and regulatory requirements. We consider all information about you in our possession to be personal information, whether you are a current or former client. The information we collect comes from applications and other forms you submit, conversations you may have with our financial professionals and staff, and your correspondence with our firm. This personal information may include, among other things, the following:
Except as noted in items 3, 4, and 5 above, we do not disclose your personal information to any non-affiliated third parties without your consent unless permitted by law.
Tandem Capital’s Compliance/Ethics Policy governs the conduct of all our employees and requires all employees to safeguard client personal information, including the identities of our clients.
We maintain physical, electronic, and procedural safeguards to protect your information.